• Support the team to ensure the Bank is fully complied with the relevant AML related regulatory requirements • Conduct regular review and update on system related projects and policies, including system enhancement, such as name screening, CDD, CRS, FATCA and etc. • Provide administrative and project management support to the team to plan and run all assigned projects • Liaise with relevant stakeholders over the project life cycle, includes collecting user requirements, conducting UAT for system implementation, post-implementation review, and investigating production problems etc. • Provide AML-related compliance advice to other units from time to time • Handle ad-hoc assignments /compliance projects and any other duties assigned by supervisors

• Reviewed the application of establishment and ongoing monitoring of business relationships which present higher ML/TF risk. • Performed ML/TF risk assessments in relation to customer, country, product, delivery channel, etc. to evaluate the effectiveness of the Bank's AML/CFT framework. • Provided advice and guidance to Business Units or other stakeholders on AML/CFT related matters. • Engaged in system design, implementation, testing on KYC related systems • Prepared and conducted bank-wide AML/CFT training to enhance awareness and understanding on regulatory requirements and industry best practices. • Prepared AML-related materials and statistics for senior management reporting. • Participated in internal / external audits and regulatory examinations to provide relevant data/ documentations.

trading of blockchain assets company. Biying and PSL are subsidiaries of Pionex in Hong Kong. PSL is a Type 1 licensed corporation regulated by the SFC. I mainly supported Pionex US, and PSL on transaction activities and SFC license applications during this period, including daily operation compliance and regulatory compliance. Operation Compliance Part: • Completion of daily CDD reviews for new customers • Assessed high-risk customer transaction activity to ensure it is commensurate with the nature of the business • Engaged in AML audit and completing their requests, e.g. monthly reports data update, ALM training data collection • Set risk rating frame and conducting risk assessments, AML screening on new and existing customers • Led internal STR and analysis reports to senior management, e.g., wire fraud and chargeback disputes. • Conduced internal weekly reports to the Chief Compliance Officer and CEO • Trained of other employees, especially for CS and new compliance officers • Liaised with IT weekly to upgrade the CRM-Compliance system Regulatory Compliance Part: • Kept abreast of global EDD standards such as FATF as well as local requirements in the regions where the company operates • Drafted of documentation including, but not limited to policies, procedures, guidance documents, and impact assessment/analysis • Participated in SFC license application and liaising with compliance consulting firm

. It is an electronic money institution focused on payment processing for e-commerce, the same as its brother company --UAB Glocash, which was licensed by the Bank of Lithuania in 2017. • Excellent knowledge of the Anti-Money Laundering regulations, guidelines, and practices, especially in the Money Service Operators (MSO) License. • Responsible for the company's overall AML/CTF compliance program. • If necessary, prepare, report, and submit STR to the BoD and JFIU. • Drafted, maintained, and updated the internal AML/CTF, CDD, and Merchant Acceptance policies and procedures. • Provided AML advisory to BoD, senior management, sales, and partnership team members. • Merchant Onboarding and CDD review. • The central point of contact for inquiries from the law enforcement/regulatory authorities in Hong Kong • Mainly responsible for company bank account opening