Compliance & Ethics Specialist (Direct Selling/MLM & FinTech Platform)
15~20K CNY/Per month
Full-time
3~5 years
Refresh at a year ago
157 Views
27 Apply
Shanghai
Share
Job responsibilities
• Design, implement, and maintain the company’s compliance management systems in line with U.S. federal and state laws (FTC, SEC, AML, data privacy, etc.), especially as they pertain to direct selling (MLM) business models.
• Develop, update, and communicate compliance policies, procedures, and codes of ethics, with particular attention to sales practices, marketing claims, and multi-level network expansion.
• Train, advise, and support internal teams, field sales leaders, and independent agents on compliance, ethics, and regulatory requirements; deliver regular workshops/webinars.
• Monitor, audit, and investigate business activities, distributor conduct, and member complaints. Lead investigations into alleged misconduct or violations and recommend corrective actions.
• Serve as a liaison with regulatory bodies (FTC, state attorney generals, DSA, etc.), respond to inquiries, and manage reporting obligations.
• Conduct periodic risk assessments on business practices, marketing campaigns, and product/service launches.
• Collaborate with product, IT, and operations teams to ensure digital compliance and data integrity in a technology-driven environment.
• Maintain a robust whistleblower platform and ensure reported issues are evaluated and managed rigorously.
• Track industry developments, participate in compliance forums, and provide insights to the leadership team.
Job Requirements
• Bachelor’s degree (JD, LL.M., or compliance certification—CCEP, CCEP-I, CFE—preferred).
• 3+ years of experience in compliance, ethics, or regulatory affairs, ideally within a U.S.-based direct selling (MLM), insurance, fintech, or highly regulated consumer-facing industry.
• Deep knowledge of the U.S. direct selling regulatory environment (FTC/DSEF, anti-pyramid scheme, truth-in-advertising, compensation disclosure, privacy, AML/KYC).
• Demonstrated experience designing and scaling compliance programs across distributed, multi-level sales networks.
• Hands-on experience with regulatory investigations, compliance training, and distributor policy enforcement.
• Familiarity with digital platforms, data privacy standards, and tech-driven compliance (preferred).
• Outstanding communication, training, analytical, and problem-solving skills.
• Demonstrated integrity, confidentiality, and unbiased decision-making in a dynamic business setting.
Search for your dream jobs
Job category
City or country
Company info
Also view
海外业务经理/总监
700~900K CNY/Per year
Full-time
Singapore
GEOR Global Recruitment (Shenzhen) Ltd.
Save job
Headhunting
Refresh at 15 hours ago
Field Service Engineer - South China
15~20K CNY/Per month
Guangzhou
Leybold
Save job
0 Views
0 Apply
Refresh at a day ago
Foreign Dance Instructor – Ballroom & Latin&Ballet Instructor
15~20K CNY/Per month
Full-time
Shenzhen
Shenzhen Cultural and Arts Center
Save job
0 Views
0 Apply
Refresh at 3 months ago
Event & Hospitality Manager (High-End Conferences)
5~7K USD/Per month
Full-time
United Arab Emirates
GEOR Global Recruitment (Shenzhen) Ltd.
Save job
Headhunting
Refresh at 9 months ago
上海国际学校招聘ICT教师
15~20K CNY/Per month
Full-time
Shanghai
Shanghai Bowai Education
Save job
0 Views
0 Apply
Refresh at a year ago
PR & Digital Manager
15~20K CNY/Per month
Full-time
Shanghai
Halara
Save job
0 Views
0 Apply
Refresh at a year ago
Online English Tutor
15~20K CNY/Per month
Part-time
Other, Shanghai, Shenzhen, Guangzhou, Beijing, United States, United Kingdom, New Zealand, Russia
Hong Kong Study Skills Research Institute
Save job
0 Views
0 Apply
Refresh at 2 years ago
Foreign English Teacher
10~15K CNY/Per month
Full-time
Suzhou
Suzhou Hong N English Training Center
Save job
0 Views
0 Apply
Refresh at 2 years ago
Part-time American English ,german and korean native speaker Recording project Wanted!
Negotiable
Full-time
Nanchang
GEOR Global Recruitment (Shenzhen) Ltd.
Save job
Headhunting
Refresh at 2 years ago
HRBP
Negotiable
Full-time
Overseas
GEOR Global Recruitment (Shenzhen) Ltd.
Save job
Headhunting
Refresh at 3 years ago


