Lee
Head of Compliance
MaleLegal DirectorLive in ChinaNationality
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Work experience
Head of Compliance
ADIPAIKE (previously a.k.a. RDPAC)2022.07-Current(4 years)Provide compliance-related services to ADIPAIKE’s pharmaceutical MNC clients, being responsible for all compliance topics of the former RDPAC. Engage government authorities, including SAMR, NMPA, NHC, and local AMRs and HCs, to advise on compliance related regulations, policies and practices, including deep involvement in SAMR’s Compliance Guideline for Healthcare Companies for Preventing Commercial Bribery and NMPA’s Medical Representative Administration Measures. Collaborate with various industry stakeholders, including CMA, CMDA, NIHA, CPIA, PhIRDA, CCPIT, ACFIC, medical associations, patient organizations, domestic companies and public hospitals, to address common issues and promote industry compliance. Work with pharmaceutical MNCs to revise Compliance Code, develop Compliance Guidelines, and conduct compliance risk analyses. Manage internal compliance SOPs, matters, reviews and audit of ADIPAIKE company.Head of Compliance & Data Protection Officer
Amgen China2020.01-2022.07(3 years)Provide strategic leadership to safeguard the company’s China business and operation from the compliance perspective, work closely with business leaders and lead the compliance team to identify and mitigate risks, oversee compliance matters with hands on and in-depth involvement in day-to-day operation to support the fast-growing business, and continuously monitor and improve compliance performance. As China Data Protection Officer, in response to new laws, regulations and policies on personal information protection, data protection and cross border data transfer, lead cross-function taskforce to identify risks and set up internal policies and procedures for company operation.Head of Legal & Compliance
MSD China2018.08-2020.01(a year)•Lead a 12-member team of in-house lawyers and compliance officers to oversee and handle the company’s all legal and compliance matters in China, including data protection. • Advise China Leadership Team, China colleagues, headquarters colleagues and international colleagues on a variety of legal and compliance matters. • Lead monthly Compliance Committee Meeting with China Leadership Team to review compliance topics and issues. •Discuss with business leaders and provide legal and compliance advice on important or new business practices/models. •Organize and lead MSD China’s full-day Annual Business Integrity Forum with near 300 business managers and leaders from across the country. •Always make sure to deliver an opening speech to near 200 new employees each month for the two-day compliance training at the monthly NEO training.Head of Legal & Compliance
Teleflex China2016.03-2018.08(2 years)Set up the Legal & Compliance function of Teleflex China, build and develop the legal and compliance team, take overall responsibility for all legal and compliance matters in China, reporting to the Global General Counsel and the Global Chief Compliance Officer respectively.Chief Compliance Officer and Privacy Officer for North East Asia
Siemens Ltd., China2012.05-2016.02(4 years)As a member of the senior management team, take overall responsibility for compliance and data privacy matters for Siemens Healthcare North East Asia and lead 3 full-time compliance officers and 4 part-time compliance officers. Lead Lawyer / Senior Legal Counsel / Legal Counsel 05/2012-11/2014 Join Siemens as Legal Counsel, promoted to Senior Legal Counsel six months later, and later promoted to Compliance Lead Lawyer, providing legal support to corporate functions and later also managing internal investigations and follow ups from the legal perspective.Senior Associate
King & Wood Mallesons2012.05-2012.05Advise multinational companies on all kinds of PRC labor and employment law matters; handle labor arbitration and litigation cases.Associate
Genova Burns LLP2008.08-2012.05(4 years)Advise corporate clients on employment law issues and litigation prevention measures; participate in federal and state court proceedings relating mostly to employment disputes including discrimination, harassment, retaliation, etc.; draft and revise employee handbooks and employment documents/policies/contracts. In addition, advise companies on a wide variety of employee benefits laws and issues.Summer Associate & Year-Round Legal Extern
The Travelers Companies, Inc. (Fortune 500)2007.01-2008.08(2 years)Work in all stages of insurance defense litigation; research insurance law and litigation issues; analyze insurance policies; draft motion briefs; participate in court proceedings.Intern for the Hon. Charles Ramos
The Supreme Court of New York, Commercial Division2006.06-2006.09(4 months)Analyze motion and trial papers from all parties; research case law; draft legal memoranda and portions of court opinions; attend court conferences and oral arguments.
Projects
BARS AND COURTS
2009.01-Current(18 years)China; U.S.A. (New York and New Jersey); Federal District Court of New Jersey. LEGAL PUBLICATIONS/SPEECH ● Co-leader for the “Third Party Management” Workshop at American Conference Institute’s 11th Advanced China Forum on Anti-Corruption, Shanghai, June 7, 2018. ● “A View of Anti-Bribery Compliance from Investigation to Sentencing”, speech at the Innoxcell Annual Symposium (Legal and Regulatory), Shanghai, November 7, 2017. ● "The Top 5 Mistakes Companies Make When Responding to Whistleblowers: Lessons Learned from Recent SEC Hefty Fines", speech at American Conference Institute's 10th China Forum on Anti-Corruption, Shanghai, June 15, 2017. 3 ● “Why Are Lies and False Testimonies Prevalent in Chinese Courts?” (“我国法庭上何 以谎言和伪证泛滥?” in Chinese), at http://www.21ccom.net. This article has been widely circulated by readers on the internet and WeChat since March 24, 2014 and has been read by hundreds of thousands of people including many lawyers and judges, with positive impact on judicial rule and practice. ● “Compliance Management and New Challenges to MNCs: Trade Union, Collective Bargaining and Collective Contracts”, speech at the 2nd Labor Law and HR Outlooks 2012, co-organized by Wolters Kluwer and Beijing Labor Law and Social Security Law Society, Nov. 27, 2012. ● “Responding to Change: 2010 PRC Employment Law Special Report,” Asian Counsel, Oct. 2010; co-author. ● “Employees Have No Reasonable Expectation of Privacy Regarding Work Computers,” HR Specialist: New Jersey Employment Law, Mar. 2009. Reprinted in New Jersey Esq, Mar. 2009. ● “China’s New Labor Contract Law and Protection of Workers,” Fordham International Law Journal, Feb. 2009. Reprinted in Global Labor and Employment Law for the Practicing Lawyer: Proceedings of New York University’s 61st Annual Conference on Labor (Kluwer Law International, 2010).
Educational experience
Fordham University School of Law
Juris Doctor2005.09-2008.08(3 years)Donald J. Feerick Fellowship; Fordham International Law Journal.Marquette University
Ph.D., Philosophy/Ethics1999.09-2005.07(6 years)As a lecturer, taught two undergraduate philosophy classes each semester for five years, often received ‘Excellent’ rating by students.Nanjing University
M.A., Philosophy of Science1996.09-1999.06(3 years)Henan Normal University
B.S., Physics1992.09-1996.06(4 years)
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